CLIENT ONBOARDING

CLIENT ONBOARDING

NEW CLIENT ONBOARDING BASIC INFORMATION QUESTIONAIRE

CLIENT #1 FULL NAME
Would you like your bank account linked with your investment accounts? This will enable you to move money without needing to mail in paperwork every time.



Do you have the following documents? If so, where do you keep them?

Will
Healthcare Directive
HIPAA Authorizations
Power of Attorney
Emergency Contact List
List or Professionals



Who has a copy of these items and is the primary contact person to coodinate their use, if needed?

Name
Address



GENERAL INFORMATION - FOR INDIVIDUAL, JOINT & ANY IRA ACCOUNTS ONLY

Full Name
Residential Address (If different)
Mailing Address
SNN/TIN
DOB
Email
Phone
U.S. Citizan? (Y or N)
Employed, Unemployed, or Retired?
Income Source
Exact Trust Name
If employed, please list employer address



GENERAL INFORMATION - FOR TRUST ACCOUNTS ONLY

Exact Trust Name
Date and Type of Trust
Trust State Where Organized
Trust SSN/TIN
Who has amend/revoke authority? Can they also remove/appoint?
Beneficiary Names
Trustees or Grantors Full Names
Trustee, Grantor, or Both?
Deceased? (Y o N)
Address
SNN
DOB
Email
Phone
U.S. Citizen? (Y or N)
Employed, Unemployed, or Retired?
Income Source
If employed, please list occupation
If employed, please list employer
If employed, please list employer address



BENEFICIARY DESIGNATION - FOR ALL ACCOUNTS

Account # or Type
BENEFICIARY #1
Full Name
SSN/TIN
Relation to the Client
Per Stirpes? (Y or N)
Primary of Contingent
Percentage (%)
BENEFICIARY #2
Full Name
SSN/TIN
DOB/Trust Date
Relation to the Client
Per Stirpes? (Y or N)
Primary of Contingent
Percentage (%)